Form 4s in seconds,
not hours.
Describe the transaction in plain English and within seconds, Section 16 Agent drafts the form, including footnotes, and hands you an EDGAR-ready filing package for review or sharing. Try it today—You won’t ever go back!
Drafted by AI, checked by rules
AI reads your description; a deterministic rulebook of EDGAR’s field requirements validates every value before you see it.
Intelligent Footnote Suggestions
Footnotes are automatically suggested based on the reporting person’s filing history, with live values highlighted for confirmation by the drafter, to ensure maximum accuracy.
Draft Multiple Forms Simultaneously
Batch mode turns an uploaded spreadsheet — or forms you build manually with a user-friendly table-builder — into a full set of drafts at once, with a review strip to step through and finalize each one.
Built for sensitive insider information.
Insider transaction details are extraordinarily sensitive, and may constitute MNPI before the filing is made. The product treats them that way by default and is architected to protect confidentiality.
Zero-retention AI
Runs on Amazon Bedrock in our own AWS environment — never stored, never trained on, never seen by a human.
Encrypted end to end
Encrypted in transit and at rest, with authenticated sessions on every request.
Isolated workspaces
Each organization's data is scoped to its own workspace, visible only to its own team.
Review-first by design
Nothing exports without your sign-off, and every export is acknowledged and logged.
Data retention policy
Deletion is complete — the document, its prior versions, and the underlying record.
Questions, answered.
What does Section 16 Agent do?
Section 16 Agent leverages a tightly controlled, AI-powered algorithm to generate Forms 3 and Forms 4. It replaces the old, tired, and manual process by asking the user simply: What transaction(s) took place? A single click then generates a print-ready PDF or complete EDGAR submission package for the user's review. It handles multiple transactions, derivative securities, holdings rows, and even suggests transaction-specific footnotes. The goal: make Section 16 compliance effortless.
How does it work?
A combination of deterministic rules and AI. Issuer and filing data are pulled from SEC EDGAR where available, AI interprets the submitted plain-English description, and rule-based checks keep every field within EDGAR's formatting requirements. Nothing is exported until the filing team reviews and finalizes the draft.
Can it draft multiple Form 4s at the same time?
Yes — Batch Mode takes an uploaded spreadsheet from the equity plan administrator, uses AI to map the information to the required disclosure, meanwhile giving the user the opportunity to include additional details. Batch mode is so effective that an entire annual equity grant to a dozen or more board of directors or officers can be drafted in under one minute, including footnotes.
How is customer information protected?
All data is encrypted in transit and at rest. Every session is authenticated, and each organization's workspace is isolated so its information is visible only to its own team. During the beta, access to the application is limited to invited teams.
Is customer data used to train AI models?
No. AI processing runs on Amazon Bedrock within an AWS environment controlled solely by Section 16 Agent, under an enforced zero-retention configuration: inputs and outputs are never stored, never used to train any model, never shared with the model provider, and never accessible to a human operator. Every AI call in the application routes through a single enforcement point, so no stage of the pipeline can bypass that policy.
Where do submitted transaction details reside?
Within the filing organization's workspace, and nowhere else. Details of an insider transaction can be material non-public information before the filing is made, so the application treats them accordingly by default and keeps the retained footprint deliberately small. The submitted description is carried into the draft so that the preparer can verify the generated form against the original wording. That draft is the requested work product and remains under the organization's control. Everything surrounding it is short-lived: footnote working data clears within 24 hours, unsaved drafts within 30 days, and pipeline records retain only job status and CIKs, never the description itself. Forms saved to History persist until the organization deletes them, and deletion is complete, removing the document, its prior versions, and the underlying record. All data is encrypted in transit and at rest, and scoped so that it is visible only to the organization that created it.
Does Section 16 Agent file with the SEC on the filer's behalf?
Not yet. Section 16 Agent produces the EDGAR-ready submission package; the filing team submits it through EDGAR or an existing submission platform. Direct filing support is planned.
Why use it over an existing process?
Speed, accuracy, and less repeated work. Drafting that takes an hour of careful manual entry takes seconds, boilerplate like footnotes and reporting-person details are reused instead of retyped, and formatting rules are checked automatically.